AY 2021/22 BME Graduate Student Handbook 18
By unanimous consent, the supervisory committee may allow the faculty advisor to remain present, generally to log
the other committee members’ recommendations for and adjustments to the proposed research. In such cases, the
committee and advisor should remember that this question-and-answer session is an examination only for the student.
Therefore, the committee may not address questions or comments to the faculty advisor; and the faculty advisor may
not assist the student in answering questions or clarifying any aspects of the proposed research.
The supervisory committee will vote separately on the written and oral proposals. Both votes will be recorded in the
Research Proposal Examination form, which the student should have prepared at their oral proposal. The committee
may choose to pass the candidate, fail the candidate, or pass the candidate contingent upon them successfully
responding to issues with their proposal (written, oral, or both). Contingencies can include written proposal revisions,
supplemental coursework, new supporting data or analyses, and additional oral presentations. Ph.D. students have
two opportunities to pass the Research Proposal — comprising both the written proposal and oral proposal — in
accordance with Graduate School policies.
Doctoral Dissertation
Dissertations must embody original insights, motivations, and results of the Ph.D. candidate’s independent creative
scientific conduct and scholarly research. They must show a mastery of relevant literature and be presented in a style
approved by the BME department. Above all, dissertations must provide clear evidence of the candidate’s scientific
maturity, unique expertise, innovation, and ability to perform independent research and contribute new knowledge.
Students must prepare a written dissertation and orally present and defend that dissertation publicly and before their
supervisory committee.
External Reviewer. The review of the Ph.D. dissertation by an external reviewer is not required but can be encouraged
by the supervisory committee. The Ph.D. candidate and their supervisory committee should consider this option,
notably if expertise on the dissertation topic is lacking at the University of Utah in general and on the supervisory
committee in particular. The external reviewer, who must hold an academic appointment at an institution outside the
University of Utah, should submit a written evaluation of the dissertation to be read at the time of defense.
Written Dissertation. The Approved Dissertation Style Guide for the Department of Biomedical Engineering is
registered with the thesis and dissertation editor, who approves dissertations in accordance with department and
Graduate School policy. Preparation of the dissertation must adhere to University of Utah Graduate School
requirements. Detailed policies and procedures are contained within A Handbook for Theses and Dissertations,
published by the Graduate School, and additional information is available from the Thesis Office.
Typically, a dissertation comprises one or two introductory chapters, a series of original research manuscripts — each
constituting its own chapter — and one or two concluding chapters. The introductory chapter(s) should provide context
to the biomedical problems being addressed and include a sophisticated academic review of the existing knowledge
within the field. They may also include methodological or engineering details critical to the research, but that did not
appear in other forms. The middle chapters should detail original research that may be published or in press; with the
publisher’s approval, these chapters may be inserted into the dissertation as published (i.e., complete publisher’s galley
proof or journal off-print) and with additional amendments or supplements as desired. This core of the dissertation
typically comprises at least three peer-reviewed, first-author publications, as detailed in Peer-Reviewed Publications.
The concluding chapter(s) should frame the dissertation in terms of what it adds to our understanding of biomedical
science, our ability to interact with human physiology, and our likelihood of improving the human condition. The
conclusion may also identify weaknesses in the research and propose future efforts to overcome them.
Ph.D. candidates are required to submit their dissertation to their faculty advisor and external reviewer (if applicable)
at least three weeks prior to the dissertation defense. Additionally, they are required to submit their dissertation to
their supervisory committee members and the Graduate Academic Advisor at least two weeks prior to the dissertation
defense. The BME Department staff will make a copy of the dissertation available for public viewing.
Oral Defense. The Ph.D. candidate must successfully defend his/her dissertation in a public forum in accordance with
the rules of the BME department and the Graduate School. The student should plan for the combined presentation
and public question-and-answer session to last an hour. Students must notify the Graduate Academic Advisor at least
two weeks prior to their oral defense, including information necessary for a public announcement: proposal title,